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Compliance Partners

Leverage trusted technology to keep your LinkedIn sales interactions compliant
with regulations in financial services. 

  • ActiveComply

    This easy-to-use, cloud-based solution allows institutions and employees of regulated industries to manage their social media compliance with confidence. 24/7 monitoring, content archival, and automated alert features save time, money, and peace of mind.

    Go to ActiveComply

  • Archive Intel

    An AI-powered archiving and compliance solution designed to redefine regulatory adherence. The platform efficiently captures emails, text messages (including iMessage, WhatsApp, and more), social media - LinkedIn, websites, and more, ensuring firms meet their compliance obligations seamlessly.

    Go to Archive Intel

  • Denim Social

    Denim Social

    End-to-End Social Media Management
    for Regulated Industries.

    Go to Denim Social

  • Erado

    Delivering an integrated compliance and marketing platform worldwide.

    Go to Erado

  • Global Relay

    Compliant cloud-based messaging, archiving and eDiscovery solutions.

    Go to Global Relay

  • Hearsay Systems

    Hearsay Systems provides solutions for compliant advisor-client communications and social selling.

    Go to Hearsay Systems

  • MessageWatcher

    MessageWatcher

    MessageWatcher delivers a platform that enables you to manage all of your communications from one dashboard while mitigating risk and satisfying industry and government regulations.

    Go to MessageWatcher

  • MirrorWeb



    MirrorWeb

    MirrorWeb removes barriers, enabling regulated firms to communicate freely without compromising compliance. We provide a unified communications surveillance solution for firms in the financial services sector, from those just registering with the SEC to the world’s largest asset managers. We’re also trusted by major clients in the public sector, working with governments across multiple countries.



    Go to MirrorWeb

  • Performline

    PerformLine

    Automatically discover, monitor, and remediate social posts along with web pages, calls, messages, emails and documents for full compliance oversight of your partners and brand — all from one platform.

    Go to Performline

  • Presults

    Presults

    Presults is a modern compliance solution for SEC and FINRA- registered investment advisers. We help financial advisors by providing a cost-effective and intuitive solution for archiving client communications, including text messaging, social media, email, and websites. Presults allows advisors to proactively address potential compliance issues before they occur.

    Go to Presults

  • PP

    Proofpoint

    Proofpoint Content Capture for Social enables firms to scale their social selling program—and stay compliant. Capture, monitor, remediate and report with simple, automated workflows.

    Go to Proofpoint

  • RIA in a Box®

    RIA in a Box®

    RIA in a Box® is a leading registered investment adviser (RIA) compliance software provider offering RIA compliance services and solutions.

    Go to RIA in a Box®

  • Safeguard Cyber Logo

    SafeGuard Cyber

    SafeGuard Cyber empowers organizations to use LinkedIn securely, compliantly, and at the scale of global business. Protect your brand, employees, and VIPs – including archiving, policy-based supervision, and eDiscovery.

    Go to SafeGuard Cyber

  • Smarsh

    For more than two decades, Smarsh has provided its clients with industry-leading technology that allows them to manage the risk and see the value in their communications data. Our capture, archiving, supervision and e-discovery solutions enable our customers to focus on innovation and growth, while seamlessly dealing with communications compliance.

    Go to Smarsh

  • SOCi

    SOCi empowers financial services businesses to scale marketing efforts while maintaining compliance across all locations and digital channels. Strengthen your digital presence across local search and social while protecting your online reputation–driving improved customer engagement and market-leading results.

    Go to SOCi

  • Sprinklr Logo

    Sprinklr

    Sprinklr is the world's leading Customer Experience Management (CXM) platform.

    Go to Sprinklr

  • SunGard

    SunGard is one of the world’s leading software and technology services companies.

    Go to SunGard

  • Thetalake

    Theta Lake seamlessly integrates with LinkedIn to deliver a comprehensive compliance solution for regulated industries. Theta Lake ensures that every form of communication and interaction (including videos/visual content) is seamlessly and compliantly captured, archived, and auditable; including: Posts & Reposts, Comments & Replies, Reactions, Attachments (media), Messages, InMail, Edits, and Deletes.

    Go to Thetalake

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